Tag Archives: SEC

Five Marketing Opportunities From the Updated SEC Ad Rule

So many of us have been waiting a long time for the SEC to modernize the rules around how advisors can market their businesses. After all, it has been decades since the current rules were adopted and they’ve remained largely unchanged. Just think about that for a second. When the original ruling was passed, there was no CNBC. No internet. No blogs, Facebook, Youtube or iPhone apps. The world was a fundamentally different place then it is… Source link

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